HKEx/SFC

Articles: HKEx/SFC

We've divided our coverage of the regulatory system into the following areas:

Broker regulation
Broker defaults, shareholder communications through intermediaries, and what to do about the problem

CCASS
The Central Clearing and Automated Settlement System operated by Hong Kong Securities Clearing Company Ltd, owned by HKEx

Dealing Costs
The minimum commission cartel and the spread table

Exchange Merger
An account of the process leading up to the merger of SEHK, HKFE and HKSCC to form HKEx

Listing Rules
The Main Board and GEM Listing Rules and their implementation

Loopholes
Loopholes in the regulatory framework, and how to exploit them.

Penny Stocks
Proposals by the SEHK to delist small companies, and the Panel of Inquiry into the way it was handled.

Securities & Futures Ordinance
Articles about disclosure of interests.

Structure
The Expert Group report on the regulatory structure, and subsequent events

Takeovers
The Hong Kong Code on Takeovers and Mergers and the Panel

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