Articles: HKEx/SFC
We've divided our coverage of the regulatory system into the
following areas:
Broker regulation
Broker defaults, shareholder communications through intermediaries, and what
to do about the problem
CCASS
The Central Clearing and Automated Settlement System operated by Hong Kong
Securities Clearing Company Ltd, owned by HKEx
Dealing Costs
The minimum commission cartel and the spread table
Exchange Merger
An account of the process leading up to the merger of SEHK, HKFE and HKSCC
to form HKEx
Listing Rules
The Main Board and GEM Listing Rules and their implementation
Loopholes
Loopholes in the regulatory framework, and how to exploit them.
Penny Stocks
Proposals by the SEHK to delist small companies, and the Panel of Inquiry into
the way it was handled.
Securities & Futures Ordinance
Articles about disclosure of interests.
Structure
The Expert Group report on the regulatory structure, and subsequent events
Takeovers
The Hong Kong Code on Takeovers and Mergers and the Panel
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