Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
SFC bans Miranda Hui Chi Cheung for 10 years for abusing client accounts
SFC, 2-Mar-2012
This was her second offence - she was with VC Brokerage Ltd the first time. She left on 8-Sep-2008 then joined Polaris Securities (HK) Ltd on 3-Oct-2008. She was suspended for 4 months from 9-Apr-2009. Less than two years later she started personal dealing via her clients' accounts again.
SFC, 2-Mar-2012
This was her second offence - she was with VC Brokerage Ltd the first time. She left on 8-Sep-2008 then joined Polaris Securities (HK) Ltd on 3-Oct-2008. She was suspended for 4 months from 9-Apr-2009. Less than two years later she started personal dealing via her clients' accounts again.
SFC reprimands Polaris Securities (HK) Ltd & Mr Choi Kwok Ip and suspends Mr Tsoi Kap for 3 months
SFC, 19-Aug-2002
SFC, 19-Aug-2002
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