The SFC and prospectus liability
The SFC complained yesterday about deteriorating standards of sponsors' work in listing applications. Some of the blame lies with the SFC for abandoning in 2006 proposals to reform the law on prospectus liability. Until investors can effectively sue for a fraudulent prospectus, creating a stronger deterrent, the situation is unlikely to improve. (27-Jul-2010)

• Orgs
  • CODEBANK LIMITED
  • DELOITTE & TOUCHE CORPORATE FINANCE LIMITED
  • ICEA CAPITAL LIMITED
  • SECURITIES AND FUTURES COMMISSION
• Topics
  • Auditor liability
  • Prospectus liability
  • Sponsor regulation

ICEA déjà vu
We look at the latest action by the SFC against ICEA, the second in three years, and also at the complicated structure of state-controlled banking giant ICBC in Hong Kong. (6-Jun-2008)

• Orgs
  • ICEA CAPITAL LIMITED
  • INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
  • Industrial and Commercial Bank of China Limited
  • Tung Shing Securities (Brokers) Limited

ICEA pays HK$30m to settle disciplinary case re Euro Asia Agricultural IPO
SFC, 27-Jan-2005

• Orgs
  • ICEA CAPITAL LIMITED
• Topics
  • Sponsor regulation

Yang 'moved $125m across border'
HK Standard, 17-Sep-2003

Yang loses appeal on corruption conviction
HK Standard, 8-Sep-2003

Yang 'to appeal' 18-year jail term
HK Standard, 15-Jul-2003

An expensive lesson
HK Standard, 15-Jul-2003

Accountants put Euro-Asia under scrutiny
HK Standard, 21-May-2003

Investigation by Commercial Crime Bureau
Company announcement, 30-Oct-2002