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CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司





Snapshot date: exclude unknown removal dates

SFC licensees

Name Age in
2014
Sex Position From Until
1 Chan, Vincent Toi Tung 陳代東     M Resp OffResponsible Officer  16-Mar-2009  
2 Chatterjee, Saurav       Resp OffResponsible Officer  17-Jan-2013  
3 Lu, Yilin 呂禕麟      Resp OffResponsible Officer  23-Dec-2013  
4 Mignot, Nicolas Jean-Marie      M Resp OffResponsible Officer  30-Aug-2012  
5 Pereira, Kevin Edmond      M Resp OffResponsible Officer  6-Oct-2014  
6 Shiu, Kam Man 邵錦文      Resp OffResponsible Officer  17-Oct-2014  
7 Barroso, Raul Francisco       RepRepresentative  18-Sep-2014  
8 Chan, Chi Kin (SFC:ALQ452) 陳志堅      RepRepresentative  16-Nov-2011  
9 Chapps, Lauren Louise      F RepRepresentative  6-Feb-2012  
10 Chu, Joel Jens 朱喬立      RepRepresentative  19-Dec-2013  
11 Davidson, Duncan Neil      M RepRepresentative  6-Feb-2006  
12 Falcetti, Emilia       RepRepresentative  12-Nov-2012  
13 Hall, Grant Conway Dorian Arthur      M RepRepresentative  6-Feb-2006  
14 He, Vicky Zhancong 何展聰     F RepRepresentative  2-Sep-2011  
15 Ho, Anita Hoi Lam 何海琳     F RepRepresentative  17-Apr-2009  
16 Keum, Howard Chang-Hwan      M RepRepresentative  4-Nov-2011  
17 Ko, Kurt C 高翹楚     M RepRepresentative  22-Mar-2011  
18 Kong, Kam Fan 江錦帆      RepRepresentative  3-Feb-2006  
19 Lai, Dennis Sung Yu      M RepRepresentative  25-Jun-2014  
20 Lam, Karvan Ka Man 林嘉敏      RepRepresentative  26-Oct-2005  
21 Lee, Sungjoon       RepRepresentative  4-Dec-2012  
22 Lin, Wen Ching 林汶菁      RepRepresentative  4-Nov-2011  
23 Liu, Xiaoxi 劉晓曦      RepRepresentative  10-Mar-2014  
24 McFarland Novak, Leni       RepRepresentative  4-Aug-2014  
25 Moeller, Corinna Georgina      F RepRepresentative  21-Aug-2014  
26 Nasser, Jonathan Colby      M RepRepresentative  19-Sep-2012  
27 Nastanski, Neil Adam      M RepRepresentative  25-Feb-2014  
28 Nema, Naoshi       RepRepresentative  12-Nov-2012  
29 Tsuen, Gloria Kai 全佳      RepRepresentative  9-May-2013  
30 Wan, Vivian 王曉昱     F RepRepresentative  16-Sep-2013  
31 Wong, Wai Yan (SFC:AWY281) 黃蔚茵      RepRepresentative  14-Mar-2011  
32 Yoon, Yong Jin       RepRepresentative  6-Jul-2012  
33 Yuen, Lai Ling 袁麗鈴      RepRepresentative  7-Oct-2013  
34 Zhang, Chulong 张楚泷      RepRepresentative  31-Jul-2014  
35 Zhou, Yun 周芸      RepRepresentative  13-Aug-2014  
36 Zhu, Kai (SFC:AHC311) 朱凱      RepRepresentative  6-Apr-2009  

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