Chau, Kenneth Yiu Man 周耀文

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SFC roles

Organisation Position From Until
1 BARCLAYS CAPITAL ASIA LIMITED RepRepresentative 2009-12-07 2011-08-17
2 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2012-01-20 2013-05-27
3 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2012-01-20 2013-05-27
4 DEUTSCHE SECURITIES ASIA LIMITED RepRepresentative 2005-08-30
5 Guosen Securities (HK) Brokerage Company, Limited Resp OffResponsible Officer 2013-07-10 2015-09-18
6 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2008-04-10 2008-09-29
7 LEHMAN BROTHERS FUTURES ASIA LIMITED RepRepresentative 2008-04-10 2008-09-29
8 LEHMAN BROTHERS SECURITIES ASIA LIMITED RepRepresentative 2008-05-21 2008-09-29
9 Morgan Stanley Asia Limited RepRepresentative 2005-10-10 2008-03-11
10 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2005-10-10 2008-03-11
11 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2006-05-17 2008-03-11
12 Nomura Asia Investment (Hong Kong) Limited RepRepresentative 2008-11-28 2009-10-29
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2009-10-29
14 SBI Securities (Hong Kong) Limited RepRepresentative 2016-01-18 2016-03-21
Resp OffResponsible Officer 2016-03-21

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