Batt, Thomas Gordon (SFC:AYP957)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2012-10-08 | 2020-10-09 | |
Resp OffResponsible Officer | 2020-10-09 | 2021-07-16 | |||
2 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2012-06-07 | 2012-07-07 |
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