Kwok, Chi Chung (SFC:AOC990) 郭志聰

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2010-06-25 2013-04-06
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2010-06-25 2013-04-06
3 HSBC BROKING FOREX (ASIA) LIMITED RepRepresentative 2014-11-13
4 HSBC BROKING FUTURES (ASIA) LIMITED RepRepresentative 2014-08-22
5 HSBC BROKING SECURITIES (ASIA) LIMITED RepRepresentative 2014-08-22
6 IMPERIUM INTERNATIONAL SECURITIES LIMITED RepRepresentative 2013-04-18 2013-05-23
Resp OffResponsible Officer 2013-05-23 2014-01-10
RepRepresentative 2014-01-10 2014-07-01
7 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2006-11-06 2010-06-01
8 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2006-11-06 2010-06-01

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