Se, David Carven Yung Yee 施勇儀

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SFC roles

Organisation Position From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RepRepresentative 2011-01-06 2011-03-14
Resp OffResponsible Officer 2011-03-14 2013-09-17
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RepRepresentative 2011-08-23 2011-10-04
Resp OffResponsible Officer 2011-10-04 2013-09-17
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2011-01-06 2011-03-14
Resp OffResponsible Officer 2011-03-14 2013-09-17
4 FT Securities Limited Resp OffResponsible Officer 2010-12-16
5 Greenland (Asia) Securities Co., Limited RepRepresentative 2022-02-24 2022-03-30
Resp OffResponsible Officer 2022-03-30 2022-12-14
6 Hong Kong Zhongzheng Fund Management Limited Resp OffResponsible Officer 2020-04-14 2020-04-30
7 Imperium International Asset Management Limited Resp OffResponsible Officer 2013-10-02 2016-05-31
8 IMPERIUM INTERNATIONAL SECURITIES LIMITED Resp OffResponsible Officer 2013-12-16 2016-05-04
9 JEFFERIES BACHE (HONG KONG) LIMITED RepRepresentative 2005-02-08
Resp OffResponsible Officer 2005-02-08 2005-10-04
10 M&F Asset Management Limited Resp OffResponsible Officer 2018-06-11 2019-05-31
Resp OffResponsible Officer 2023-02-16
11 MAGIC COMPASS ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2020-09-28 2021-04-16
12 MAGIC COMPASS FUTURES LIMITED Resp OffResponsible Officer 2020-09-28 2021-04-16
13 Prime Cdex Securities Limited Resp OffResponsible Officer 2020-09-28 2021-04-16
14 Sun International Investment Services Limited Resp OffResponsible Officer 2016-11-15 2017-10-31

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