Ou Yang, Kuo Ruei 歐陽國瑞

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SFC roles

Organisation Position From Until
1 AISANCE ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2010-03-17 2012-12-07
2 China Sunrise Asset Management Limited Resp OffResponsible Officer 2017-07-03 2021-02-23
3 China Sunrise Securities (International) Limited RepRepresentative 2020-04-17 2021-02-23
4 Core Pacific - Yamaichi Asset Management Limited Resp OffResponsible Officer 2013-12-17 2014-03-13
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2013-05-23 2013-06-04
Resp OffResponsible Officer 2013-06-04 2014-03-13
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2013-05-23 2013-06-04
Resp OffResponsible Officer 2013-06-04 2014-03-13
7 JS CRESVALE SECURITIES INTERNATIONAL LIMITED RepRepresentative 2006-01-05 2007-09-08
8 KGI ASIA LIMITED RepRepresentative 2010-03-17 2010-07-30
Resp OffResponsible Officer 2010-07-30 2012-12-07
9 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RepRepresentative 2008-11-06 2009-05-15
Resp OffResponsible Officer 2009-05-15 2010-04-01
RepRepresentative 2010-04-01 2010-07-30
Resp OffResponsible Officer 2010-07-30 2012-12-07
10 Lion Global Financial Limited RepRepresentative 2008-01-29 2008-05-28
11 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED RepRepresentative 2008-07-25 2008-10-13

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