Gupta, Ajay (SFC:AIR435)

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SFC roles

Organisation Position From Until
1 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2004-02-01
RepRepresentative 2008-08-19 2010-08-06
Resp OffResponsible Officer 2010-08-06 2013-05-25
2 Merrill Lynch Far East Limited RepRepresentative 2008-08-19 2010-08-06
Resp OffResponsible Officer 2010-08-06 2013-05-25
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED RepRepresentative 2008-08-19 2010-08-06
Resp OffResponsible Officer 2010-08-06 2010-12-31
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2013-08-26 2014-02-14
Resp OffResponsible Officer 2014-02-14 2014-12-06

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