Gupta, Abhishek (SFC:AOY906)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Capstone Investment Advisors (HK) Limited | Resp OffResponsible Officer | 2023-11-20 | ||
| 2 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2007-05-25 | 2008-03-15 | |
| RepRepresentative | 2011-05-16 | 2013-06-04 | |||
| 3 | Merrill Lynch Far East Limited | RepRepresentative | 2007-05-25 | 2008-03-15 | |
| RepRepresentative | 2011-05-16 | 2013-06-04 | |||
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2007-05-25 | 2008-03-15 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2013-09-04 | 2021-10-18 | |
| Resp OffResponsible Officer | 2021-10-18 | 2023-09-13 |
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