Penton, Dominic Jon (SFC:ABM263)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Resp OffResponsible Officer | 2003-09-04 | ||
| RepRepresentative | 2003-09-10 | 2004-03-15 | |||
| Resp OffResponsible Officer | 2004-03-15 | 2005-05-05 | |||
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Resp OffResponsible Officer | 2003-09-04 | ||
| RepRepresentative | 2003-09-10 | 2004-03-15 | |||
| Resp OffResponsible Officer | 2004-03-15 | 2005-05-05 | |||
| 3 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2005-07-04 | 2016-06-01 | |
| 4 | Merrill Lynch Far East Limited | RepRepresentative | 2005-07-04 | 2016-06-01 | |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2008-05-16 | 2010-09-06 |
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