Yiu, Tak Yin 姚得賢

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2011-06-08 2011-08-29
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2011-06-08 2011-08-29
3 CES Commodities (HK) Limited RepRepresentative 2011-03-31 2011-04-16
4 Cheung On Securities Limited Resp OffResponsible Officer 2019-02-28 2020-04-20
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2003-10-01
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2003-10-01
7 DELTA ASIA SECURITIES LIMITED RepRepresentative 2007-03-19 2009-07-01
8 Everbright Securities Investment Services (HK) Limited RepRepresentative 2011-03-03 2011-04-16
9 FUHWA SECURITIES (HONG KONG) CO., LIMITED RepRepresentative 2003-10-20 2004-10-19
10 FULBRIGHT SECURITIES LIMITED RepRepresentative 2010-06-28 2010-08-31
11 Imperium International Asset Management Limited Resp OffResponsible Officer 2016-03-30 2018-07-12
12 IMPERIUM INTERNATIONAL SECURITIES LIMITED RepRepresentative 2012-09-27 2015-08-20
Resp OffResponsible Officer 2015-08-20 2018-07-12
13 JIMEI SECURITIES LIMITED RepRepresentative 2009-07-02 2010-06-24
14 Leeds Fund International Limited Resp OffResponsible Officer 2022-05-12
15 Leeds Securities Investment Limited RepRepresentative 2022-05-12 2022-08-03
Resp OffResponsible Officer 2022-08-03
16 LERTHAI Asset Management Limited RepRepresentative 2018-07-26 2018-09-18
17 LERTHAI Securities (Hong Kong) Limited RepRepresentative 2018-07-26 2018-09-18
18 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2004-10-26 2005-03-07
19 Prime Cdex Asset Management Limited Resp OffResponsible Officer 2020-06-09 2022-01-31
20 Prime Cdex Futures Limited Resp OffResponsible Officer 2020-06-09 2022-01-31
21 Prime Cdex Securities Limited Resp OffResponsible Officer 2020-06-09 2022-01-31
22 QUEST STOCKBROKERS (HK) LIMITED RepRepresentative 2011-09-12 2012-08-04

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