J.P. MORGAN BROKING (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 17 | 234 | 251 | 93.23% |
| 2023-12-31 | 17 | 241 | 258 | 93.41% |
| 2022-12-31 | 14 | 258 | 272 | 94.85% |
| 2021-12-31 | 16 | 255 | 271 | 94.10% |
| 2020-12-31 | 20 | 269 | 289 | 93.08% |
| 2019-12-31 | 18 | 284 | 302 | 94.04% |
| 2018-12-31 | 20 | 215 | 235 | 91.49% |
| 2017-12-31 | 24 | 201 | 225 | 89.33% |
| 2016-12-31 | 15 | 187 | 202 | 92.57% |
| 2015-12-31 | 16 | 164 | 180 | 91.11% |
| 2014-12-31 | 21 | 145 | 166 | 87.35% |
| 2013-12-31 | 18 | 141 | 159 | 88.68% |
| 2012-12-31 | 18 | 132 | 150 | 88.00% |
| 2011-12-31 | 12 | 106 | 118 | 89.83% |
| 2010-12-31 | 7 | 101 | 108 | 93.52% |
| 2009-12-31 | 8 | 123 | 131 | 93.89% |
| 2008-12-31 | 8 | 143 | 151 | 94.70% |
| 2007-12-31 | 6 | 165 | 171 | 96.49% |
| 2006-12-31 | 8 | 107 | 115 | 93.04% |
| 2005-12-31 | 8 | 83 | 91 | 91.21% |
| 2004-12-31 | 8 | 68 | 76 | 89.47% |
| 2003-12-31 | 7 | 54 | 61 | 88.52% |
| 2003-03-31 | 4 | 52 | 56 | 92.86% |
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