Huarong International Securities Limited 華融國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 7 | 6 | 13 | 46.15% |
| 2023-12-31 | 8 | 10 | 18 | 55.56% |
| 2022-12-31 | 8 | 13 | 21 | 61.90% |
| 2021-12-31 | 12 | 44 | 56 | 78.57% |
| 2020-12-31 | 9 | 41 | 50 | 82.00% |
| 2019-12-31 | 8 | 36 | 44 | 81.82% |
| 2018-12-31 | 8 | 39 | 47 | 82.98% |
| 2017-12-31 | 12 | 55 | 67 | 82.09% |
| 2016-12-31 | 6 | 55 | 61 | 90.16% |
| 2015-12-31 | 9 | 41 | 50 | 82.00% |
| 2014-12-31 | 8 | 42 | 50 | 84.00% |
| 2013-12-31 | 9 | 41 | 50 | 82.00% |
| 2012-12-31 | 7 | 42 | 49 | 85.71% |
| 2011-12-31 | 9 | 76 | 85 | 89.41% |
| 2010-12-31 | 7 | 97 | 104 | 93.27% |
| 2009-12-31 | 7 | 83 | 90 | 92.22% |
| 2008-12-31 | 5 | 63 | 68 | 92.65% |
| 2007-12-31 | 5 | 41 | 46 | 89.13% |
| 2006-12-31 | 5 | 39 | 44 | 88.64% |
| 2005-12-31 | 5 | 36 | 41 | 87.80% |
| 2004-12-31 | 4 | 36 | 40 | 90.00% |
| 2003-12-31 | 2 | 35 | 37 | 94.59% |
| 2003-03-31 | 2 | 40 | 42 | 95.24% |
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