Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-24 | 3 | 36 | 39 | 92.31% |
| 2023-12-31 | 3 | 40 | 43 | 93.02% |
| 2022-12-31 | 3 | 48 | 51 | 94.12% |
| 2021-12-31 | 4 | 45 | 49 | 91.84% |
| 2020-12-31 | 4 | 39 | 43 | 90.70% |
| 2019-12-31 | 4 | 40 | 44 | 90.91% |
| 2018-12-31 | 4 | 39 | 43 | 90.70% |
| 2017-12-31 | 4 | 43 | 47 | 91.49% |
| 2016-12-31 | 3 | 44 | 47 | 93.62% |
| 2015-12-31 | 6 | 50 | 56 | 89.29% |
| 2014-12-31 | 6 | 48 | 54 | 88.89% |
| 2013-12-31 | 6 | 49 | 55 | 89.09% |
| 2012-12-31 | 4 | 47 | 51 | 92.16% |
| 2011-12-31 | 5 | 49 | 54 | 90.74% |
| 2010-12-31 | 5 | 47 | 52 | 90.38% |
| 2009-12-31 | 6 | 44 | 50 | 88.00% |
| 2008-12-31 | 5 | 38 | 43 | 88.37% |
| 2007-12-31 | 4 | 40 | 44 | 90.91% |
| 2006-12-31 | 4 | 31 | 35 | 88.57% |
| 2005-12-31 | 4 | 31 | 35 | 88.57% |
| 2004-12-31 | 5 | 30 | 35 | 85.71% |
| 2003-12-31 | 4 | 32 | 36 | 88.89% |
| 2003-03-31 | 4 | 30 | 34 | 88.24% |
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