Merrill Lynch (Asia Pacific) Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-28 43 388 431 90.02%
2023-12-31 46 400 446 89.69%
2022-12-31 48 429 477 89.94%
2021-12-31 49 365 414 88.16%
2020-12-31 45 329 374 87.97%
2019-12-31 40 396 436 90.83%
2018-12-31 37 381 418 91.15%
2017-12-31 40 465 505 92.08%
2016-12-31 42 522 564 92.55%
2015-12-31 47 537 584 91.95%
2014-12-31 37 514 551 93.28%
2013-12-31 34 498 532 93.61%
2012-12-31 27 716 743 96.37%
2011-12-31 26 810 836 96.89%
2010-12-31 20 822 842 97.62%
2009-12-31 17 785 802 97.88%
2008-12-31 18 884 902 98.00%
2007-12-31 22 904 926 97.62%
2006-12-31 15 634 649 97.69%
2005-12-31 18 478 496 96.37%
2004-12-31 12 397 409 97.07%
2003-12-31 9 328 337 97.33%
2003-03-31 11 329 340 96.76%

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