BOCHK Asset Management Limited 中銀香港資產管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-28 4 49 53 92.45%
2023-12-31 4 47 51 92.16%
2022-12-31 4 42 46 91.30%
2021-12-31 4 38 42 90.48%
2020-12-31 4 38 42 90.48%
2019-12-31 4 34 38 89.47%
2018-12-31 3 34 37 91.89%
2017-12-31 3 29 32 90.63%
2016-12-31 4 26 30 86.67%
2015-12-31 3 18 21 85.71%
2014-12-31 4 13 17 76.47%
2013-12-31 3 10 13 76.92%
2012-12-31 4 6 10 60.00%
2011-12-31 4 2 6 33.33%
2010-12-31 2 0 2 0.00%
2009-12-31 0 0 0 0.00%

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