Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-16 | 7 | 52 | 59 | 88.14% |
| 2023-12-31 | 6 | 52 | 58 | 89.66% |
| 2022-12-31 | 9 | 49 | 58 | 84.48% |
| 2021-12-31 | 9 | 53 | 62 | 85.48% |
| 2020-12-31 | 9 | 49 | 58 | 84.48% |
| 2019-12-31 | 10 | 63 | 73 | 86.30% |
| 2018-12-31 | 5 | 66 | 71 | 92.96% |
| 2017-12-31 | 7 | 76 | 83 | 91.57% |
| 2016-12-31 | 6 | 96 | 102 | 94.12% |
| 2015-12-31 | 6 | 98 | 104 | 94.23% |
| 2014-12-31 | 6 | 72 | 78 | 92.31% |
| 2013-12-31 | 4 | 26 | 30 | 86.67% |
| 2012-12-31 | 4 | 16 | 20 | 80.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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