GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-18 | 29 | 308 | 337 | 91.39% |
| 2023-12-31 | 29 | 310 | 339 | 91.45% |
| 2022-12-31 | 30 | 298 | 328 | 90.85% |
| 2021-12-31 | 27 | 330 | 357 | 92.44% |
| 2020-12-31 | 29 | 307 | 336 | 91.37% |
| 2019-12-31 | 24 | 298 | 322 | 92.55% |
| 2018-12-31 | 15 | 263 | 278 | 94.60% |
| 2017-12-31 | 12 | 205 | 217 | 94.47% |
| 2016-12-31 | 12 | 198 | 210 | 94.29% |
| 2015-12-31 | 8 | 183 | 191 | 95.81% |
| 2014-12-31 | 9 | 159 | 168 | 94.64% |
| 2013-12-31 | 8 | 149 | 157 | 94.90% |
| 2012-12-31 | 7 | 127 | 134 | 94.78% |
| 2011-12-31 | 4 | 109 | 113 | 96.46% |
| 2010-12-31 | 5 | 107 | 112 | 95.54% |
| 2009-12-31 | 5 | 93 | 98 | 94.90% |
| 2008-12-31 | 6 | 85 | 91 | 93.41% |
| 2007-12-31 | 5 | 72 | 77 | 93.51% |
| 2006-12-31 | 5 | 65 | 70 | 92.86% |
| 2005-12-31 | 5 | 62 | 67 | 92.54% |
| 2004-12-31 | 5 | 57 | 62 | 91.94% |
| 2003-12-31 | 6 | 54 | 60 | 90.00% |
| 2003-03-31 | 5 | 45 | 50 | 90.00% |
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