Investec Capital Asia Limited 天達融資亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2021-08-05 6 19 25 76.00%
2020-12-31 6 19 25 76.00%
2019-12-31 5 22 27 81.48%
2018-12-31 5 21 26 80.77%
2017-12-31 6 14 20 70.00%
2016-12-31 9 19 28 67.86%
2015-12-31 7 20 27 74.07%
2014-12-31 7 12 19 63.16%
2013-12-31 7 12 19 63.16%
2012-12-31 4 9 13 69.23%
2011-12-31 4 6 10 60.00%
2010-12-31 4 8 12 66.67%
2009-12-31 3 8 11 72.73%
2008-12-31 4 9 13 69.23%
2007-12-31 4 6 10 60.00%
2006-12-31 2 4 6 66.67%
2005-12-31 2 5 7 71.43%
2004-12-31 2 4 6 66.67%
2003-12-31 2 5 7 71.43%
2003-03-31 2 4 6 66.67%

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