BOCI SECURITIES LIMITED 中銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-23 | 14 | 313 | 327 | 95.72% |
| 2023-12-31 | 14 | 320 | 334 | 95.81% |
| 2022-12-31 | 12 | 333 | 345 | 96.52% |
| 2021-12-31 | 16 | 357 | 373 | 95.71% |
| 2020-12-31 | 15 | 334 | 349 | 95.70% |
| 2019-12-31 | 15 | 327 | 342 | 95.61% |
| 2018-12-31 | 17 | 341 | 358 | 95.25% |
| 2017-12-31 | 19 | 370 | 389 | 95.12% |
| 2016-12-31 | 20 | 398 | 418 | 95.22% |
| 2015-12-31 | 21 | 420 | 441 | 95.24% |
| 2014-12-31 | 20 | 417 | 437 | 95.42% |
| 2013-12-31 | 19 | 399 | 418 | 95.45% |
| 2012-12-31 | 15 | 376 | 391 | 96.16% |
| 2011-12-31 | 15 | 355 | 370 | 95.95% |
| 2010-12-31 | 17 | 322 | 339 | 94.99% |
| 2009-12-31 | 12 | 293 | 305 | 96.07% |
| 2008-12-31 | 11 | 266 | 277 | 96.03% |
| 2007-12-31 | 10 | 219 | 229 | 95.63% |
| 2006-12-31 | 8 | 132 | 140 | 94.29% |
| 2005-12-31 | 7 | 128 | 135 | 94.81% |
| 2004-12-31 | 8 | 112 | 120 | 93.33% |
| 2003-12-31 | 4 | 62 | 66 | 93.94% |
| 2003-03-31 | 5 | 70 | 75 | 93.33% |
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