Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 54 | 949 | 1003 | 94.62% |
| 2023-12-31 | 51 | 955 | 1006 | 94.93% |
| 2022-12-31 | 62 | 973 | 1035 | 94.01% |
| 2021-12-31 | 53 | 980 | 1033 | 94.87% |
| 2020-12-31 | 48 | 941 | 989 | 95.15% |
| 2019-12-31 | 41 | 925 | 966 | 95.76% |
| 2018-12-31 | 43 | 938 | 981 | 95.62% |
| 2017-12-31 | 36 | 905 | 941 | 96.17% |
| 2016-12-31 | 35 | 907 | 942 | 96.28% |
| 2015-12-31 | 37 | 951 | 988 | 96.26% |
| 2014-12-31 | 39 | 912 | 951 | 95.90% |
| 2013-12-31 | 36 | 897 | 933 | 96.14% |
| 2012-12-31 | 39 | 960 | 999 | 96.10% |
| 2011-12-31 | 34 | 1263 | 1297 | 97.38% |
| 2010-12-31 | 26 | 1163 | 1189 | 97.81% |
| 2009-12-31 | 18 | 1019 | 1037 | 98.26% |
| 2008-12-31 | 20 | 1032 | 1052 | 98.10% |
| 2007-12-31 | 19 | 1012 | 1031 | 98.16% |
| 2006-12-31 | 16 | 745 | 761 | 97.90% |
| 2005-12-31 | 14 | 586 | 600 | 97.67% |
| 2004-12-31 | 14 | 483 | 497 | 97.18% |
| 2003-12-31 | 15 | 380 | 395 | 96.20% |
| 2003-03-31 | 7 | 373 | 380 | 98.16% |
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