SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 13 71 84 84.52%
2023-12-31 12 72 84 85.71%
2022-12-31 11 79 90 87.78%
2021-12-31 12 87 99 87.88%
2020-12-31 12 90 102 88.24%
2019-12-31 14 92 106 86.79%
2018-12-31 14 91 105 86.67%
2017-12-31 8 85 93 91.40%
2016-12-31 8 81 89 91.01%
2015-12-31 6 80 86 93.02%
2014-12-31 7 74 81 91.36%
2013-12-31 8 72 80 90.00%
2012-12-31 7 70 77 90.91%
2011-12-31 6 63 69 91.30%
2010-12-31 6 58 64 90.63%
2009-12-31 6 58 64 90.63%
2008-12-31 7 57 64 89.06%
2007-12-31 6 46 52 88.46%
2006-12-31 7 36 43 83.72%
2005-12-31 6 33 39 84.62%
2004-12-31 6 31 37 83.78%
2003-12-31 6 31 37 83.78%
2003-03-31 6 37 43 86.05%

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