ZHONGRONG PT SECURITIES LIMITED 中融平和證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 6 | 19 | 25 | 76.00% |
| 2023-12-31 | 7 | 19 | 26 | 73.08% |
| 2022-12-31 | 8 | 22 | 30 | 73.33% |
| 2021-12-31 | 8 | 21 | 29 | 72.41% |
| 2020-12-31 | 8 | 29 | 37 | 78.38% |
| 2019-12-31 | 7 | 30 | 37 | 81.08% |
| 2018-12-31 | 5 | 31 | 36 | 86.11% |
| 2017-12-31 | 5 | 27 | 32 | 84.38% |
| 2016-12-31 | 5 | 42 | 47 | 89.36% |
| 2015-12-31 | 5 | 43 | 48 | 89.58% |
| 2014-12-31 | 6 | 44 | 50 | 88.00% |
| 2013-12-31 | 4 | 45 | 49 | 91.84% |
| 2012-12-31 | 3 | 48 | 51 | 94.12% |
| 2011-12-31 | 4 | 49 | 53 | 92.45% |
| 2010-12-31 | 4 | 49 | 53 | 92.45% |
| 2009-12-31 | 3 | 38 | 41 | 92.68% |
| 2008-12-31 | 4 | 38 | 42 | 90.48% |
| 2007-12-31 | 5 | 29 | 34 | 85.29% |
| 2006-12-31 | 5 | 27 | 32 | 84.38% |
| 2005-12-31 | 5 | 24 | 29 | 82.76% |
| 2004-12-31 | 5 | 23 | 28 | 82.14% |
| 2003-12-31 | 5 | 17 | 22 | 77.27% |
| 2003-03-31 | 5 | 18 | 23 | 78.26% |
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