Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 9 | 174 | 183 | 95.08% |
| 2015-12-31 | 9 | 190 | 199 | 95.48% |
| 2014-12-31 | 9 | 194 | 203 | 95.57% |
| 2013-12-31 | 9 | 198 | 207 | 95.65% |
| 2012-12-31 | 9 | 205 | 214 | 95.79% |
| 2011-12-31 | 6 | 198 | 204 | 97.06% |
| 2010-12-31 | 5 | 219 | 224 | 97.77% |
| 2009-12-31 | 3 | 225 | 228 | 98.68% |
| 2008-12-31 | 3 | 254 | 257 | 98.83% |
| 2007-12-31 | 5 | 267 | 272 | 98.16% |
| 2006-12-31 | 4 | 259 | 263 | 98.48% |
| 2005-12-31 | 3 | 279 | 282 | 98.94% |
| 2004-12-31 | 4 | 371 | 375 | 98.93% |
| 2003-12-31 | 5 | 366 | 371 | 98.65% |
| 2003-03-31 | 4 | 346 | 350 | 98.86% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy