Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 3 | 33 | 36 | 91.67% |
| 2023-12-31 | 3 | 33 | 36 | 91.67% |
| 2022-12-31 | 4 | 31 | 35 | 88.57% |
| 2021-12-31 | 3 | 39 | 42 | 92.86% |
| 2020-12-31 | 3 | 27 | 30 | 90.00% |
| 2019-12-31 | 3 | 37 | 40 | 92.50% |
| 2018-12-31 | 5 | 42 | 47 | 89.36% |
| 2017-12-31 | 4 | 47 | 51 | 92.16% |
| 2016-12-31 | 5 | 55 | 60 | 91.67% |
| 2015-12-31 | 5 | 57 | 62 | 91.94% |
| 2014-12-31 | 4 | 43 | 47 | 91.49% |
| 2013-12-31 | 2 | 19 | 21 | 90.48% |
| 2012-12-31 | 2 | 11 | 13 | 84.62% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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