GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 12 | 77 | 89 | 86.52% |
| 2023-12-31 | 11 | 81 | 92 | 88.04% |
| 2022-12-31 | 12 | 83 | 95 | 87.37% |
| 2021-12-31 | 14 | 62 | 76 | 81.58% |
| 2020-12-31 | 13 | 46 | 59 | 77.97% |
| 2019-12-31 | 11 | 54 | 65 | 83.08% |
| 2018-12-31 | 9 | 47 | 56 | 83.93% |
| 2017-12-31 | 11 | 39 | 50 | 78.00% |
| 2016-12-31 | 10 | 39 | 49 | 79.59% |
| 2015-12-31 | 7 | 42 | 49 | 85.71% |
| 2014-12-31 | 7 | 32 | 39 | 82.05% |
| 2013-12-31 | 7 | 31 | 38 | 81.58% |
| 2012-12-31 | 7 | 25 | 32 | 78.13% |
| 2011-12-31 | 6 | 23 | 29 | 79.31% |
| 2010-12-31 | 6 | 21 | 27 | 77.78% |
| 2009-12-31 | 5 | 14 | 19 | 73.68% |
| 2008-12-31 | 5 | 18 | 23 | 78.26% |
| 2007-12-31 | 4 | 18 | 22 | 81.82% |
| 2006-12-31 | 5 | 11 | 16 | 68.75% |
| 2005-12-31 | 4 | 7 | 11 | 63.64% |
| 2004-12-31 | 5 | 9 | 14 | 64.29% |
| 2003-12-31 | 5 | 11 | 16 | 68.75% |
| 2003-03-31 | 3 | 9 | 12 | 75.00% |
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