Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-24 33 479 512 93.55%
2024-03-31 30 489 519 94.22%
2024-02-29 31 495 526 94.11%
2024-01-31 31 512 543 94.29%
2023-12-31 31 502 533 94.18%
2023-11-30 33 503 536 93.84%
2023-10-31 35 509 544 93.57%
2023-09-30 36 527 563 93.61%
2023-08-31 36 544 580 93.79%
2023-07-31 36 522 558 93.55%
2023-06-30 36 531 567 93.65%
2023-05-31 35 552 587 94.04%
2023-04-30 34 549 583 94.17%
2023-03-31 33 567 600 94.50%
2023-02-28 33 572 605 94.55%
2023-01-31 33 582 615 94.63%
2022-12-31 33 574 607 94.56%
2022-11-30 33 576 609 94.58%
2022-10-31 33 580 613 94.62%
2022-09-30 33 568 601 94.51%
2022-08-31 33 564 597 94.47%
2022-07-31 29 556 585 95.04%
2022-06-30 28 562 590 95.25%
2022-05-31 28 569 597 95.31%
2022-04-30 28 574 602 95.35%
2022-03-31 28 581 609 95.40%
2022-02-28 28 588 616 95.45%
2022-01-31 28 593 621 95.49%
2021-12-31 28 586 614 95.44%
2021-11-30 28 584 612 95.42%
2021-10-31 27 577 604 95.53%
2021-09-30 27 573 600 95.50%
2021-08-31 26 530 556 95.32%
2021-07-31 25 525 550 95.45%
2021-06-30 26 509 535 95.14%
2021-05-31 26 518 544 95.22%
2021-04-30 25 526 551 95.46%
2021-03-31 25 534 559 95.53%
2021-02-28 27 563 590 95.42%
2021-01-31 27 564 591 95.43%
2020-12-31 28 564 592 95.27%
2020-11-30 28 573 601 95.34%
2020-10-31 28 576 604 95.36%
2020-09-30 29 579 608 95.23%
2020-08-31 29 554 583 95.03%
2020-07-31 29 560 589 95.08%
2020-06-30 30 555 585 94.87%
2020-05-31 30 552 582 94.85%
2020-04-30 30 553 583 94.85%
2020-03-31 29 552 581 95.01%
2020-02-29 29 559 588 95.07%
2020-01-31 28 557 585 95.21%
2019-12-31 28 550 578 95.16%
2019-11-30 28 552 580 95.17%
2019-10-31 28 555 583 95.20%
2019-09-30 27 553 580 95.34%
2019-08-31 26 554 580 95.52%
2019-07-31 26 548 574 95.47%
2019-06-30 27 541 568 95.25%
2019-05-31 28 543 571 95.10%
2019-04-30 26 547 573 95.46%
2019-03-31 25 555 580 95.69%
2019-02-28 26 572 598 95.65%
2019-01-31 26 570 596 95.64%
2018-12-31 25 572 597 95.81%
2018-11-30 26 569 595 95.63%
2018-10-31 23 572 595 96.13%
2018-09-30 23 563 586 96.08%
2018-08-31 23 562 585 96.07%
2018-07-31 22 534 556 96.04%
2018-06-30 21 521 542 96.13%
2018-05-31 22 537 559 96.06%
2018-04-30 21 533 554 96.21%
2018-03-31 21 539 560 96.25%
2018-02-28 21 550 571 96.32%
2018-01-31 22 559 581 96.21%
2017-12-31 21 553 574 96.34%
2017-11-30 22 566 588 96.26%
2017-10-31 23 550 573 95.99%
2017-09-30 23 553 576 96.01%
2017-08-31 24 547 571 95.80%
2017-07-31 24 552 576 95.83%
2017-06-30 24 542 566 95.76%
2017-05-31 25 562 587 95.74%
2017-04-30 24 560 584 95.89%
2017-03-31 24 568 592 95.95%
2017-02-28 24 566 590 95.93%
2017-01-31 24 558 582 95.88%
2016-12-31 24 553 577 95.84%
2016-11-30 24 555 579 95.85%
2016-10-31 24 544 568 95.77%
2016-09-30 24 548 572 95.80%
2016-08-31 23 547 570 95.96%
2016-07-31 24 546 570 95.79%
2016-06-30 22 534 556 96.04%
2016-05-31 22 534 556 96.04%
2016-04-30 21 542 563 96.27%
2016-03-31 23 544 567 95.94%
2016-02-29 23 545 568 95.95%
2016-01-31 22 554 576 96.18%
2015-12-31 23 580 603 96.19%
2015-11-30 23 594 617 96.27%
2015-10-31 24 602 626 96.17%
2015-09-30 23 609 632 96.36%
2015-08-31 23 634 657 96.50%
2015-07-31 23 624 647 96.45%
2015-06-30 21 606 627 96.65%
2015-05-31 21 602 623 96.63%
2015-04-30 21 604 625 96.64%
2015-03-31 21 611 632 96.68%
2015-02-28 22 617 639 96.56%
2015-01-31 22 611 633 96.52%
2014-12-31 23 608 631 96.35%
2014-11-30 23 618 641 96.41%
2014-10-31 23 614 637 96.39%
2014-09-30 23 618 641 96.41%
2014-08-31 23 619 642 96.42%
2014-07-31 23 623 646 96.44%
2014-06-30 22 621 643 96.58%
2014-05-31 23 606 629 96.34%
2014-04-30 22 605 627 96.49%
2014-03-31 22 608 630 96.51%
2014-02-28 22 619 641 96.57%
2014-01-31 22 626 648 96.60%
2013-12-31 22 624 646 96.59%
2013-11-30 22 624 646 96.59%
2013-10-31 21 632 653 96.78%
2013-09-30 21 632 653 96.78%
2013-08-31 21 633 654 96.79%
2013-07-31 21 627 648 96.76%
2013-06-30 21 624 645 96.74%
2013-05-31 22 625 647 96.60%
2013-04-30 23 628 651 96.47%
2013-03-31 21 640 661 96.82%
2013-02-28 21 665 686 96.94%
2013-01-31 22 668 690 96.81%
2012-12-31 22 667 689 96.81%
2012-11-30 22 678 700 96.86%
2012-10-31 22 703 725 96.97%
2012-09-30 22 704 726 96.97%
2012-08-31 22 702 724 96.96%
2012-07-31 22 677 699 96.85%
2012-06-30 22 693 715 96.92%
2012-05-31 23 699 722 96.81%
2012-04-30 23 703 726 96.83%
2012-03-31 23 702 725 96.83%
2012-02-29 23 703 726 96.83%
2012-01-31 23 711 734 96.87%
2011-12-31 23 705 728 96.84%
2011-11-30 22 726 748 97.06%
2011-10-31 22 732 754 97.08%
2011-09-30 22 725 747 97.05%
2011-08-31 22 705 727 96.97%
2011-07-31 21 684 705 97.02%
2011-06-30 21 667 688 96.95%
2011-05-31 21 664 685 96.93%
2011-04-30 23 646 669 96.56%
2011-03-31 23 656 679 96.61%
2011-02-28 22 666 688 96.80%
2011-01-31 23 658 681 96.62%
2010-12-31 23 640 663 96.53%
2010-11-30 23 632 655 96.49%
2010-10-31 21 622 643 96.73%
2010-09-30 20 605 625 96.80%
2010-08-31 21 590 611 96.56%
2010-07-31 21 592 613 96.57%
2010-06-30 20 578 598 96.66%
2010-05-31 22 570 592 96.28%
2010-04-30 22 571 593 96.29%
2010-03-31 22 575 597 96.31%
2010-02-28 22 583 605 96.36%
2010-01-31 23 593 616 96.27%
2009-12-31 23 588 611 96.24%
2009-11-30 23 587 610 96.23%
2009-10-31 23 574 597 96.15%
2009-09-30 23 570 593 96.12%
2009-08-31 23 555 578 96.02%
2009-07-31 24 542 566 95.76%
2009-06-30 24 525 549 95.63%
2009-05-31 23 524 547 95.80%
2009-04-30 23 523 546 95.79%
2009-03-31 23 525 548 95.80%
2009-02-28 24 510 534 95.51%
2009-01-31 23 505 528 95.64%
2008-12-31 22 486 508 95.67%
2008-11-30 21 489 510 95.88%
2008-10-31 24 563 587 95.91%
2008-09-30 24 567 591 95.94%
2008-08-31 23 571 594 96.13%
2008-07-31 23 574 597 96.15%
2008-06-30 24 554 578 95.85%
2008-05-31 24 539 563 95.74%
2008-04-30 22 548 570 96.14%
2008-03-31 23 553 576 96.01%
2008-02-29 23 554 577 96.01%
2008-01-31 23 562 585 96.07%
2007-12-31 23 574 597 96.15%
2007-11-30 23 576 599 96.16%
2007-10-31 23 566 589 96.10%
2007-09-30 19 556 575 96.70%
2007-08-31 18 539 557 96.77%
2007-07-31 17 517 534 96.82%
2007-06-30 17 507 524 96.76%
2007-05-31 16 499 515 96.89%
2007-04-30 15 497 512 97.07%
2007-03-31 15 493 508 97.05%
2007-02-28 15 504 519 97.11%
2007-01-31 14 503 517 97.29%
2006-12-31 15 497 512 97.07%
2006-11-30 15 497 512 97.07%
2006-10-31 15 494 509 97.05%
2006-09-30 15 488 503 97.02%
2006-08-31 15 477 492 96.95%
2006-07-31 15 454 469 96.80%
2006-06-30 16 447 463 96.54%
2006-05-31 16 442 458 96.51%
2006-04-30 16 437 453 96.47%
2006-03-31 16 423 439 96.36%
2006-02-28 17 423 440 96.14%
2006-01-31 17 425 442 96.15%
2005-12-31 19 415 434 95.62%
2005-11-30 19 417 436 95.64%
2005-10-31 19 423 442 95.70%
2005-09-30 19 414 433 95.61%
2005-08-31 18 411 429 95.80%
2005-07-31 18 400 418 95.69%
2005-06-30 18 385 403 95.53%
2005-05-31 12 391 403 97.02%
2005-04-30 7 392 399 98.25%
2005-03-31 7 384 391 98.21%
2005-02-28 8 385 393 97.96%
2005-01-31 8 383 391 97.95%
2004-12-31 8 384 392 97.96%
2004-11-30 8 382 390 97.95%
2004-10-31 7 378 385 98.18%
2004-09-30 7 371 378 98.15%
2004-08-31 7 361 368 98.10%
2004-07-31 7 356 363 98.07%
2004-06-30 8 354 362 97.79%
2004-05-31 8 343 351 97.72%
2004-04-30 8 322 330 97.58%
2004-03-31 8 315 323 97.52%
2004-02-29 8 313 321 97.51%
2004-01-31 8 318 326 97.55%
2003-12-31 8 311 319 97.49%
2003-11-30 8 307 315 97.46%
2003-10-31 8 304 312 97.44%
2003-09-30 8 297 305 97.38%
2003-08-31 8 295 303 97.36%
2003-07-31 8 288 296 97.30%
2003-06-30 8 279 287 97.21%
2003-05-31 9 280 289 96.89%
2003-04-30 10 282 292 96.58%
2003-03-31 11 283 294 96.26%

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