CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-23 22 182 204 89.22%
2023-12-31 22 178 200 89.00%
2022-12-31 23 196 219 89.50%
2021-12-31 21 216 237 91.14%
2020-12-31 15 171 186 91.94%
2019-12-31 17 157 174 90.23%
2018-12-31 15 160 175 91.43%
2017-12-31 21 182 203 89.66%
2016-12-31 25 206 231 89.18%
2015-12-31 22 190 212 89.62%
2014-12-31 27 164 191 85.86%
2013-12-31 24 163 187 87.17%
2012-12-31 25 144 169 85.21%
2011-12-31 26 152 178 85.39%
2010-12-31 21 139 160 86.88%
2009-12-31 15 123 138 89.13%
2008-12-31 14 102 116 87.93%
2007-12-31 12 79 91 86.81%
2006-12-31 6 49 55 89.09%
2005-12-31 5 37 42 88.10%
2004-12-31 4 37 41 90.24%
2003-12-31 4 32 36 88.89%
2003-03-31 3 34 37 91.89%

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