CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-04-23 | 22 | 182 | 204 | 89.22% |
2023-12-31 | 22 | 178 | 200 | 89.00% |
2022-12-31 | 23 | 196 | 219 | 89.50% |
2021-12-31 | 21 | 216 | 237 | 91.14% |
2020-12-31 | 15 | 171 | 186 | 91.94% |
2019-12-31 | 17 | 157 | 174 | 90.23% |
2018-12-31 | 15 | 160 | 175 | 91.43% |
2017-12-31 | 21 | 182 | 203 | 89.66% |
2016-12-31 | 25 | 206 | 231 | 89.18% |
2015-12-31 | 22 | 190 | 212 | 89.62% |
2014-12-31 | 27 | 164 | 191 | 85.86% |
2013-12-31 | 24 | 163 | 187 | 87.17% |
2012-12-31 | 25 | 144 | 169 | 85.21% |
2011-12-31 | 26 | 152 | 178 | 85.39% |
2010-12-31 | 21 | 139 | 160 | 86.88% |
2009-12-31 | 15 | 123 | 138 | 89.13% |
2008-12-31 | 14 | 102 | 116 | 87.93% |
2007-12-31 | 12 | 79 | 91 | 86.81% |
2006-12-31 | 6 | 49 | 55 | 89.09% |
2005-12-31 | 5 | 37 | 42 | 88.10% |
2004-12-31 | 4 | 37 | 41 | 90.24% |
2003-12-31 | 4 | 32 | 36 | 88.89% |
2003-03-31 | 3 | 34 | 37 | 91.89% |
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