China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 10 | 181 | 191 | 94.76% |
| 2023-12-31 | 9 | 186 | 195 | 95.38% |
| 2022-12-31 | 7 | 227 | 234 | 97.01% |
| 2021-12-31 | 8 | 179 | 187 | 95.72% |
| 2020-12-31 | 8 | 55 | 63 | 87.30% |
| 2019-12-31 | 7 | 57 | 64 | 89.06% |
| 2018-12-31 | 6 | 64 | 70 | 91.43% |
| 2017-12-31 | 7 | 50 | 57 | 87.72% |
| 2016-12-31 | 6 | 48 | 54 | 88.89% |
| 2015-12-31 | 7 | 42 | 49 | 85.71% |
| 2014-12-31 | 8 | 19 | 27 | 70.37% |
| 2013-12-31 | 5 | 8 | 13 | 61.54% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
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