BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 中銀國際英國保誠資產管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2020-07-04 8 94 102 92.16%
2019-12-31 9 97 106 91.51%
2018-12-31 6 100 106 94.34%
2017-12-31 8 108 116 93.10%
2016-12-31 8 102 110 92.73%
2015-12-31 8 106 114 92.98%
2014-12-31 8 113 121 93.39%
2013-12-31 8 117 125 93.60%
2012-12-31 8 119 127 93.70%
2011-12-31 8 153 161 95.03%
2010-12-31 7 228 235 97.02%
2009-12-31 7 193 200 96.50%
2008-12-31 7 184 191 96.34%
2007-12-31 7 178 185 96.22%
2006-12-31 7 176 183 96.17%
2005-12-31 4 181 185 97.84%
2004-12-31 4 59 63 93.65%
2003-12-31 4 54 58 93.10%
2003-03-31 4 50 54 92.59%

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