BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 中銀國際英國保誠資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-16 | 10 | 94 | 104 | 90.38% |
| 2023-12-31 | 10 | 92 | 102 | 90.20% |
| 2022-12-31 | 9 | 95 | 104 | 91.35% |
| 2021-12-31 | 9 | 97 | 106 | 91.51% |
| 2020-12-31 | 8 | 95 | 103 | 92.23% |
| 2019-12-31 | 9 | 97 | 106 | 91.51% |
| 2018-12-31 | 6 | 100 | 106 | 94.34% |
| 2017-12-31 | 8 | 108 | 116 | 93.10% |
| 2016-12-31 | 8 | 102 | 110 | 92.73% |
| 2015-12-31 | 8 | 106 | 114 | 92.98% |
| 2014-12-31 | 8 | 113 | 121 | 93.39% |
| 2013-12-31 | 8 | 117 | 125 | 93.60% |
| 2012-12-31 | 8 | 119 | 127 | 93.70% |
| 2011-12-31 | 8 | 153 | 161 | 95.03% |
| 2010-12-31 | 7 | 228 | 235 | 97.02% |
| 2009-12-31 | 7 | 193 | 200 | 96.50% |
| 2008-12-31 | 7 | 184 | 191 | 96.34% |
| 2007-12-31 | 7 | 178 | 185 | 96.22% |
| 2006-12-31 | 7 | 176 | 183 | 96.17% |
| 2005-12-31 | 4 | 181 | 185 | 97.84% |
| 2004-12-31 | 4 | 59 | 63 | 93.65% |
| 2003-12-31 | 4 | 54 | 58 | 93.10% |
| 2003-03-31 | 4 | 50 | 54 | 92.59% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy