BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 中銀國際英國保誠資產管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 10 94 104 90.38%
2024-03-31 10 94 104 90.38%
2024-02-29 10 94 104 90.38%
2024-01-31 10 92 102 90.20%
2023-12-31 10 92 102 90.20%
2023-11-30 10 93 103 90.29%
2023-10-31 10 94 104 90.38%
2023-09-30 10 94 104 90.38%
2023-08-31 10 93 103 90.29%
2023-07-31 10 93 103 90.29%
2023-06-30 10 93 103 90.29%
2023-05-31 11 92 103 89.32%
2023-04-30 10 94 104 90.38%
2023-03-31 9 95 104 91.35%
2023-02-28 9 94 103 91.26%
2023-01-31 9 95 104 91.35%
2022-12-31 9 95 104 91.35%
2022-11-30 9 95 104 91.35%
2022-10-31 9 95 104 91.35%
2022-09-30 9 95 104 91.35%
2022-08-31 9 94 103 91.26%
2022-07-31 9 92 101 91.09%
2022-06-30 9 93 102 91.18%
2022-05-31 9 93 102 91.18%
2022-04-30 9 93 102 91.18%
2022-03-31 9 95 104 91.35%
2022-02-28 9 95 104 91.35%
2022-01-31 9 96 105 91.43%
2021-12-31 9 97 106 91.51%
2021-11-30 8 94 102 92.16%
2021-10-31 8 95 103 92.23%
2021-09-30 8 94 102 92.16%
2021-08-31 8 93 101 92.08%
2021-07-31 8 94 102 92.16%
2021-06-30 8 95 103 92.23%
2021-05-31 8 95 103 92.23%
2021-04-30 8 96 104 92.31%
2021-03-31 8 98 106 92.45%
2021-02-28 8 96 104 92.31%
2021-01-31 8 95 103 92.23%
2020-12-31 8 95 103 92.23%
2020-11-30 8 95 103 92.23%
2020-10-31 8 94 102 92.16%
2020-09-30 8 94 102 92.16%
2020-08-31 8 95 103 92.23%
2020-07-31 8 96 104 92.31%
2020-06-30 8 95 103 92.23%
2020-05-31 8 96 104 92.31%
2020-04-30 9 97 106 91.51%
2020-03-31 9 97 106 91.51%
2020-02-29 9 97 106 91.51%
2020-01-31 9 97 106 91.51%
2019-12-31 9 97 106 91.51%
2019-11-30 9 97 106 91.51%
2019-10-31 9 97 106 91.51%
2019-09-30 9 98 107 91.59%
2019-08-31 9 98 107 91.59%
2019-07-31 9 98 107 91.59%
2019-06-30 9 97 106 91.51%
2019-05-31 9 97 106 91.51%
2019-04-30 10 95 105 90.48%
2019-03-31 10 95 105 90.48%
2019-02-28 10 95 105 90.48%
2019-01-31 10 95 105 90.48%
2018-12-31 6 100 106 94.34%
2018-11-30 5 101 106 95.28%
2018-10-31 5 99 104 95.19%
2018-09-30 5 99 104 95.19%
2018-08-31 6 99 105 94.29%
2018-07-31 7 101 108 93.52%
2018-06-30 7 102 109 93.58%
2018-05-31 7 103 110 93.64%
2018-04-30 8 106 114 92.98%
2018-03-31 8 105 113 92.92%
2018-02-28 8 106 114 92.98%
2018-01-31 8 105 113 92.92%
2017-12-31 8 108 116 93.10%
2017-11-30 8 106 114 92.98%
2017-10-31 8 106 114 92.98%
2017-09-30 8 103 111 92.79%
2017-08-31 8 106 114 92.98%
2017-07-31 8 105 113 92.92%
2017-06-30 8 104 112 92.86%
2017-05-31 8 105 113 92.92%
2017-04-30 8 104 112 92.86%
2017-03-31 8 104 112 92.86%
2017-02-28 8 105 113 92.92%
2017-01-31 8 105 113 92.92%
2016-12-31 8 102 110 92.73%
2016-11-30 8 101 109 92.66%
2016-10-31 8 102 110 92.73%
2016-09-30 8 101 109 92.66%
2016-08-31 8 103 111 92.79%
2016-07-31 8 105 113 92.92%
2016-06-30 8 105 113 92.92%
2016-05-31 8 105 113 92.92%
2016-04-30 8 105 113 92.92%
2016-03-31 8 106 114 92.98%
2016-02-29 8 106 114 92.98%
2016-01-31 8 104 112 92.86%
2015-12-31 8 106 114 92.98%
2015-11-30 8 105 113 92.92%
2015-10-31 8 106 114 92.98%
2015-09-30 8 104 112 92.86%
2015-08-31 8 106 114 92.98%
2015-07-31 8 107 115 93.04%
2015-06-30 8 107 115 93.04%
2015-05-31 8 108 116 93.10%
2015-04-30 8 108 116 93.10%
2015-03-31 8 110 118 93.22%
2015-02-28 8 109 117 93.16%
2015-01-31 8 109 117 93.16%
2014-12-31 8 113 121 93.39%
2014-11-30 8 112 120 93.33%
2014-10-31 8 112 120 93.33%
2014-09-30 8 111 119 93.28%
2014-08-31 8 110 118 93.22%
2014-07-31 8 109 117 93.16%
2014-06-30 8 110 118 93.22%
2014-05-31 8 109 117 93.16%
2014-04-30 8 109 117 93.16%
2014-03-31 8 109 117 93.16%
2014-02-28 8 108 116 93.10%
2014-01-31 8 108 116 93.10%
2013-12-31 8 117 125 93.60%
2013-11-30 8 117 125 93.60%
2013-10-31 8 117 125 93.60%
2013-09-30 8 115 123 93.50%
2013-08-31 8 115 123 93.50%
2013-07-31 8 115 123 93.50%
2013-06-30 8 113 121 93.39%
2013-05-31 8 111 119 93.28%
2013-04-30 8 112 120 93.33%
2013-03-31 8 115 123 93.50%
2013-02-28 8 118 126 93.65%
2013-01-31 8 118 126 93.65%
2012-12-31 8 119 127 93.70%
2012-11-30 8 119 127 93.70%
2012-10-31 8 119 127 93.70%
2012-09-30 8 121 129 93.80%
2012-08-31 8 122 130 93.85%
2012-07-31 8 119 127 93.70%
2012-06-30 8 120 128 93.75%
2012-05-31 8 119 127 93.70%
2012-04-30 8 119 127 93.70%
2012-03-31 8 120 128 93.75%
2012-02-29 8 123 131 93.89%
2012-01-31 8 153 161 95.03%
2011-12-31 8 153 161 95.03%
2011-11-30 8 153 161 95.03%
2011-10-31 8 151 159 94.97%
2011-09-30 8 152 160 95.00%
2011-08-31 8 152 160 95.00%
2011-07-31 8 154 162 95.06%
2011-06-30 7 150 157 95.54%
2011-05-31 7 152 159 95.60%
2011-04-30 7 151 158 95.57%
2011-03-31 7 155 162 95.68%
2011-02-28 7 158 165 95.76%
2011-01-31 7 227 234 97.01%
2010-12-31 7 228 235 97.02%
2010-11-30 7 227 234 97.01%
2010-10-31 7 223 230 96.96%
2010-09-30 7 222 229 96.94%
2010-08-31 7 222 229 96.94%
2010-07-31 7 222 229 96.94%
2010-06-30 7 220 227 96.92%
2010-05-31 7 221 228 96.93%
2010-04-30 7 216 223 96.86%
2010-03-31 7 214 221 96.83%
2010-02-28 7 196 203 96.55%
2010-01-31 7 197 204 96.57%
2009-12-31 7 193 200 96.50%
2009-11-30 7 194 201 96.52%
2009-10-31 7 194 201 96.52%
2009-09-30 7 194 201 96.52%
2009-08-31 7 194 201 96.52%
2009-07-31 7 194 201 96.52%
2009-06-30 7 193 200 96.50%
2009-05-31 7 190 197 96.45%
2009-04-30 7 187 194 96.39%
2009-03-31 7 188 195 96.41%
2009-02-28 7 184 191 96.34%
2009-01-31 7 186 193 96.37%
2008-12-31 7 184 191 96.34%
2008-11-30 7 181 188 96.28%
2008-10-31 7 178 185 96.22%
2008-09-30 7 176 183 96.17%
2008-08-31 7 172 179 96.09%
2008-07-31 7 169 176 96.02%
2008-06-30 7 174 181 96.13%
2008-05-31 7 175 182 96.15%
2008-04-30 7 173 180 96.11%
2008-03-31 7 177 184 96.20%
2008-02-29 7 175 182 96.15%
2008-01-31 7 181 188 96.28%
2007-12-31 7 178 185 96.22%
2007-11-30 7 176 183 96.17%
2007-10-31 7 174 181 96.13%
2007-09-30 7 170 177 96.05%
2007-08-31 8 168 176 95.45%
2007-07-31 8 166 174 95.40%
2007-06-30 8 165 173 95.38%
2007-05-31 8 167 175 95.43%
2007-04-30 8 169 177 95.48%
2007-03-31 8 171 179 95.53%
2007-02-28 8 179 187 95.72%
2007-01-31 7 179 186 96.24%
2006-12-31 7 176 183 96.17%
2006-11-30 7 174 181 96.13%
2006-10-31 6 174 180 96.67%
2006-09-30 6 173 179 96.65%
2006-08-31 6 174 180 96.67%
2006-07-31 7 171 178 96.07%
2006-06-30 7 169 176 96.02%
2006-05-31 7 169 176 96.02%
2006-04-30 7 171 178 96.07%
2006-03-31 6 171 177 96.61%
2006-02-28 5 175 180 97.22%
2006-01-31 4 181 185 97.84%
2005-12-31 4 181 185 97.84%
2005-11-30 4 184 188 97.87%
2005-10-31 3 186 189 98.41%
2005-09-30 3 185 188 98.40%
2005-08-31 3 186 189 98.41%
2005-07-31 4 187 191 97.91%
2005-06-30 4 191 195 97.95%
2005-05-31 4 207 211 98.10%
2005-04-30 3 208 211 98.58%
2005-03-31 3 57 60 95.00%
2005-02-28 4 57 61 93.44%
2005-01-31 4 58 62 93.55%
2004-12-31 4 59 63 93.65%
2004-11-30 4 55 59 93.22%
2004-10-31 4 53 57 92.98%
2004-09-30 4 52 56 92.86%
2004-08-31 4 53 57 92.98%
2004-07-31 4 52 56 92.86%
2004-06-30 4 52 56 92.86%
2004-05-31 4 53 57 92.98%
2004-04-30 4 53 57 92.98%
2004-03-31 4 55 59 93.22%
2004-02-29 4 54 58 93.10%
2004-01-31 4 54 58 93.10%
2003-12-31 4 54 58 93.10%
2003-11-30 4 54 58 93.10%
2003-10-31 4 54 58 93.10%
2003-09-30 4 53 57 92.98%
2003-08-31 4 53 57 92.98%
2003-07-31 4 53 57 92.98%
2003-06-30 4 53 57 92.98%
2003-05-31 4 53 57 92.98%
2003-04-30 4 52 56 92.86%
2003-03-31 4 50 54 92.59%

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