SHANXI SECURITIES INTERNATIONAL LIMITED 山證國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-17 | 9 | 26 | 35 | 74.29% |
| 2023-12-31 | 8 | 28 | 36 | 77.78% |
| 2022-12-31 | 7 | 34 | 41 | 82.93% |
| 2021-12-31 | 8 | 32 | 40 | 80.00% |
| 2020-12-31 | 8 | 37 | 45 | 82.22% |
| 2019-12-31 | 8 | 35 | 43 | 81.40% |
| 2018-12-31 | 6 | 21 | 27 | 77.78% |
| 2017-12-31 | 2 | 23 | 25 | 92.00% |
| 2016-12-31 | 3 | 20 | 23 | 86.96% |
| 2015-12-31 | 2 | 8 | 10 | 80.00% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy