CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-29 13 211 224 94.20%
2023-12-31 11 205 216 94.91%
2022-12-31 12 194 206 94.17%
2021-12-31 10 192 202 95.05%
2020-12-31 9 169 178 94.94%
2019-12-31 6 175 181 96.69%
2018-12-31 9 162 171 94.74%
2017-12-31 9 172 181 95.03%
2016-12-31 12 228 240 95.00%
2015-12-31 12 242 254 95.28%
2014-12-31 14 238 252 94.44%
2013-12-31 18 222 240 92.50%
2012-12-31 18 211 229 92.14%
2011-12-31 14 201 215 93.49%
2010-12-31 12 195 207 94.20%
2009-12-31 13 172 185 92.97%
2008-12-31 11 160 171 93.57%
2007-12-31 9 172 181 95.03%
2006-12-31 7 155 162 95.68%
2005-12-31 6 154 160 96.25%
2004-12-31 6 164 170 96.47%
2003-12-31 6 101 107 94.39%
2003-03-31 5 66 71 92.96%

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