Success Securities Limited 實德證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-23 | 6 | 24 | 30 | 80.00% |
| 2023-12-31 | 6 | 28 | 34 | 82.35% |
| 2022-12-31 | 7 | 36 | 43 | 83.72% |
| 2021-12-31 | 7 | 33 | 40 | 82.50% |
| 2020-12-31 | 7 | 34 | 41 | 82.93% |
| 2019-12-31 | 6 | 42 | 48 | 87.50% |
| 2018-12-31 | 5 | 51 | 56 | 91.07% |
| 2017-12-31 | 4 | 57 | 61 | 93.44% |
| 2016-12-31 | 4 | 68 | 72 | 94.44% |
| 2015-12-31 | 4 | 74 | 78 | 94.87% |
| 2014-12-31 | 4 | 81 | 85 | 95.29% |
| 2013-12-31 | 4 | 80 | 84 | 95.24% |
| 2012-12-31 | 5 | 80 | 85 | 94.12% |
| 2011-12-31 | 3 | 76 | 79 | 96.20% |
| 2010-12-31 | 3 | 73 | 76 | 96.05% |
| 2009-12-31 | 3 | 44 | 47 | 93.62% |
| 2008-12-31 | 3 | 45 | 48 | 93.75% |
| 2007-12-31 | 2 | 29 | 31 | 93.55% |
| 2006-12-31 | 2 | 24 | 26 | 92.31% |
| 2005-12-31 | 2 | 20 | 22 | 90.91% |
| 2004-12-31 | 3 | 18 | 21 | 85.71% |
| 2003-12-31 | 2 | 22 | 24 | 91.67% |
| 2003-03-31 | 2 | 25 | 27 | 92.59% |
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