JPMorgan Asset Management (Asia Pacific) Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-19 12 133 145 91.72%
2023-12-31 13 137 150 91.33%
2022-12-31 13 130 143 90.91%
2021-12-31 16 125 141 88.65%
2020-12-31 17 121 138 87.68%
2019-12-31 16 129 145 88.97%
2018-12-31 15 117 132 88.64%
2017-12-31 14 117 131 89.31%
2016-12-31 15 123 138 89.13%
2015-12-31 11 119 130 91.54%
2014-12-31 11 104 115 90.43%
2013-12-31 11 107 118 90.68%
2012-12-31 12 95 107 88.79%
2011-12-31 11 100 111 90.09%
2010-12-31 11 96 107 89.72%
2009-12-31 10 79 89 88.76%
2008-12-31 9 82 91 90.11%
2007-12-31 10 80 90 88.89%
2006-12-31 8 58 66 87.88%
2005-12-31 5 54 59 91.53%
2004-12-31 4 48 52 92.31%
2003-12-31 7 45 52 86.54%
2003-03-31 7 44 51 86.27%

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