STOCKWELL SECURITIES LIMITED 常滙證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 6 | 26 | 32 | 81.25% |
| 2023-12-31 | 6 | 26 | 32 | 81.25% |
| 2022-12-31 | 6 | 30 | 36 | 83.33% |
| 2021-12-31 | 6 | 34 | 40 | 85.00% |
| 2020-12-31 | 6 | 35 | 41 | 85.37% |
| 2019-12-31 | 7 | 37 | 44 | 84.09% |
| 2018-12-31 | 5 | 38 | 43 | 88.37% |
| 2017-12-31 | 4 | 40 | 44 | 90.91% |
| 2016-12-31 | 3 | 49 | 52 | 94.23% |
| 2015-12-31 | 3 | 55 | 58 | 94.83% |
| 2014-12-31 | 3 | 61 | 64 | 95.31% |
| 2013-12-31 | 3 | 59 | 62 | 95.16% |
| 2012-12-31 | 3 | 42 | 45 | 93.33% |
| 2011-12-31 | 3 | 40 | 43 | 93.02% |
| 2010-12-31 | 3 | 35 | 38 | 92.11% |
| 2009-12-31 | 3 | 31 | 34 | 91.18% |
| 2008-12-31 | 3 | 32 | 35 | 91.43% |
| 2007-12-31 | 3 | 28 | 31 | 90.32% |
| 2006-12-31 | 3 | 21 | 24 | 87.50% |
| 2005-12-31 | 3 | 24 | 27 | 88.89% |
| 2004-12-31 | 3 | 26 | 29 | 89.66% |
| 2003-12-31 | 3 | 27 | 30 | 90.00% |
| 2003-03-31 | 2 | 28 | 30 | 93.33% |
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