SINO GRADE SECURITIES LIMITED 華誠證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2022-06-30 3 8 11 72.73%
2021-12-31 3 8 11 72.73%
2020-12-31 3 9 12 75.00%
2019-12-31 3 9 12 75.00%
2018-12-31 3 10 13 76.92%
2017-12-31 3 10 13 76.92%
2016-12-31 3 10 13 76.92%
2015-12-31 3 11 14 78.57%
2014-12-31 3 10 13 76.92%
2013-12-31 3 10 13 76.92%
2012-12-31 3 10 13 76.92%
2011-12-31 2 11 13 84.62%
2010-12-31 2 12 14 85.71%
2009-12-31 2 12 14 85.71%
2008-12-31 3 8 11 72.73%
2007-12-31 3 8 11 72.73%
2006-12-31 2 7 9 77.78%
2005-12-31 2 7 9 77.78%
2004-12-31 2 7 9 77.78%
2003-12-31 2 6 8 75.00%
2003-03-31 2 6 8 75.00%

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