PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-19 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 0 | 0 | 0 | 0.00% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
| 2013-12-31 | 0 | 0 | 0 | 0.00% |
| 2012-12-31 | 1 | 1 | 2 | 50.00% |
| 2011-12-31 | 6 | 30 | 36 | 83.33% |
| 2010-12-31 | 8 | 27 | 35 | 77.14% |
| 2009-12-31 | 4 | 19 | 23 | 82.61% |
| 2008-12-31 | 6 | 38 | 44 | 86.36% |
| 2007-12-31 | 3 | 40 | 43 | 93.02% |
| 2006-12-31 | 4 | 44 | 48 | 91.67% |
| 2005-12-31 | 3 | 41 | 44 | 93.18% |
| 2004-12-31 | 3 | 33 | 36 | 91.67% |
| 2003-12-31 | 4 | 23 | 27 | 85.19% |
| 2003-03-31 | 1 | 14 | 15 | 93.33% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy