CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 78 | 1734 | 1812 | 95.70% |
| 2023-12-31 | 81 | 1717 | 1798 | 95.49% |
| 2022-12-31 | 78 | 1578 | 1656 | 95.29% |
| 2021-12-31 | 67 | 1319 | 1386 | 95.17% |
| 2020-12-31 | 52 | 889 | 941 | 94.47% |
| 2019-12-31 | 48 | 782 | 830 | 94.22% |
| 2018-12-31 | 42 | 677 | 719 | 94.16% |
| 2017-12-31 | 35 | 509 | 544 | 93.57% |
| 2016-12-31 | 31 | 441 | 472 | 93.43% |
| 2015-12-31 | 30 | 369 | 399 | 92.48% |
| 2014-12-31 | 30 | 302 | 332 | 90.96% |
| 2013-12-31 | 30 | 288 | 318 | 90.57% |
| 2012-12-31 | 31 | 251 | 282 | 89.01% |
| 2011-12-31 | 23 | 268 | 291 | 92.10% |
| 2010-12-31 | 20 | 219 | 239 | 91.63% |
| 2009-12-31 | 14 | 176 | 190 | 92.63% |
| 2008-12-31 | 14 | 183 | 197 | 92.89% |
| 2007-12-31 | 5 | 83 | 88 | 94.32% |
| 2006-12-31 | 3 | 46 | 49 | 93.88% |
| 2005-12-31 | 4 | 44 | 48 | 91.67% |
| 2004-12-31 | 3 | 27 | 30 | 90.00% |
| 2003-12-31 | 3 | 19 | 22 | 86.36% |
| 2003-03-31 | 3 | 13 | 16 | 81.25% |
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