CELESTIAL SECURITIES LIMITED 時富證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 3 | 58 | 61 | 95.08% |
| 2023-12-31 | 3 | 56 | 59 | 94.92% |
| 2022-12-31 | 3 | 69 | 72 | 95.83% |
| 2021-12-31 | 6 | 92 | 98 | 93.88% |
| 2020-12-31 | 6 | 91 | 97 | 93.81% |
| 2019-12-31 | 6 | 110 | 116 | 94.83% |
| 2018-12-31 | 7 | 156 | 163 | 95.71% |
| 2017-12-31 | 4 | 161 | 165 | 97.58% |
| 2016-12-31 | 6 | 189 | 195 | 96.92% |
| 2015-12-31 | 4 | 216 | 220 | 98.18% |
| 2014-12-31 | 3 | 209 | 212 | 98.58% |
| 2013-12-31 | 3 | 207 | 210 | 98.57% |
| 2012-12-31 | 3 | 227 | 230 | 98.70% |
| 2011-12-31 | 4 | 259 | 263 | 98.48% |
| 2010-12-31 | 6 | 311 | 317 | 98.11% |
| 2009-12-31 | 6 | 295 | 301 | 98.01% |
| 2008-12-31 | 6 | 267 | 273 | 97.80% |
| 2007-12-31 | 8 | 272 | 280 | 97.14% |
| 2006-12-31 | 8 | 231 | 239 | 96.65% |
| 2005-12-31 | 7 | 212 | 219 | 96.80% |
| 2004-12-31 | 7 | 186 | 193 | 96.37% |
| 2003-12-31 | 5 | 140 | 145 | 96.55% |
| 2003-03-31 | 3 | 145 | 148 | 97.97% |
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