Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 8 | 23 | 31 | 74.19% |
| 2023-12-31 | 8 | 19 | 27 | 70.37% |
| 2022-12-31 | 8 | 25 | 33 | 75.76% |
| 2021-12-31 | 6 | 23 | 29 | 79.31% |
| 2020-12-31 | 8 | 21 | 29 | 72.41% |
| 2019-12-31 | 9 | 23 | 32 | 71.88% |
| 2018-12-31 | 9 | 17 | 26 | 65.38% |
| 2017-12-31 | 9 | 14 | 23 | 60.87% |
| 2016-12-31 | 4 | 1 | 5 | 20.00% |
| 2015-12-31 | 5 | 1 | 6 | 16.67% |
| 2014-12-31 | 3 | 3 | 6 | 50.00% |
| 2013-12-31 | 3 | 3 | 6 | 50.00% |
| 2012-12-31 | 4 | 19 | 23 | 82.61% |
| 2011-12-31 | 6 | 31 | 37 | 83.78% |
| 2010-12-31 | 7 | 34 | 41 | 82.93% |
| 2009-12-31 | 6 | 36 | 42 | 85.71% |
| 2008-12-31 | 8 | 21 | 29 | 72.41% |
| 2007-12-31 | 5 | 9 | 14 | 64.29% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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