HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 48 | 567 | 615 | 92.20% |
| 2023-12-31 | 49 | 513 | 562 | 91.28% |
| 2022-12-31 | 49 | 429 | 478 | 89.75% |
| 2021-12-31 | 47 | 361 | 408 | 88.48% |
| 2020-12-31 | 39 | 227 | 266 | 85.34% |
| 2019-12-31 | 25 | 159 | 184 | 86.41% |
| 2018-12-31 | 23 | 139 | 162 | 85.80% |
| 2017-12-31 | 23 | 98 | 121 | 80.99% |
| 2016-12-31 | 22 | 85 | 107 | 79.44% |
| 2015-12-31 | 16 | 83 | 99 | 83.84% |
| 2014-12-31 | 15 | 65 | 80 | 81.25% |
| 2013-12-31 | 9 | 45 | 54 | 83.33% |
| 2012-12-31 | 9 | 48 | 57 | 84.21% |
| 2011-12-31 | 6 | 44 | 50 | 88.00% |
| 2010-12-31 | 7 | 31 | 38 | 81.58% |
| 2009-12-31 | 5 | 19 | 24 | 79.17% |
| 2008-12-31 | 3 | 7 | 10 | 70.00% |
| 2007-12-31 | 3 | 2 | 5 | 40.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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