GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-23 9 63 72 87.50%
2023-12-31 9 66 75 88.00%
2022-12-31 9 29 38 76.32%
2021-12-31 6 20 26 76.92%
2020-12-31 8 20 28 71.43%
2019-12-31 8 42 50 84.00%
2018-12-31 6 40 46 86.96%
2017-12-31 7 27 34 79.41%
2016-12-31 6 32 38 84.21%
2015-12-31 5 29 34 85.29%
2014-12-31 6 26 32 81.25%
2013-12-31 5 14 19 73.68%
2012-12-31 5 10 15 66.67%
2011-12-31 6 10 16 62.50%
2010-12-31 6 7 13 53.85%
2009-12-31 6 3 9 33.33%
2008-12-31 6 5 11 45.45%
2007-12-31 5 6 11 54.55%
2006-12-31 0 0 0 0.00%

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