CCB INTERNATIONAL SECURITIES LIMITED 建銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 14 | 59 | 73 | 80.82% |
| 2023-12-31 | 13 | 61 | 74 | 82.43% |
| 2022-12-31 | 21 | 64 | 85 | 75.29% |
| 2021-12-31 | 22 | 67 | 89 | 75.28% |
| 2020-12-31 | 22 | 66 | 88 | 75.00% |
| 2019-12-31 | 23 | 69 | 92 | 75.00% |
| 2018-12-31 | 21 | 71 | 92 | 77.17% |
| 2017-12-31 | 20 | 66 | 86 | 76.74% |
| 2016-12-31 | 21 | 62 | 83 | 74.70% |
| 2015-12-31 | 20 | 54 | 74 | 72.97% |
| 2014-12-31 | 18 | 56 | 74 | 75.68% |
| 2013-12-31 | 17 | 56 | 73 | 76.71% |
| 2012-12-31 | 15 | 54 | 69 | 78.26% |
| 2011-12-31 | 9 | 81 | 90 | 90.00% |
| 2010-12-31 | 8 | 74 | 82 | 90.24% |
| 2009-12-31 | 9 | 42 | 51 | 82.35% |
| 2008-12-31 | 7 | 31 | 38 | 81.58% |
| 2007-12-31 | 6 | 21 | 27 | 77.78% |
| 2006-12-31 | 4 | 1 | 5 | 20.00% |
| 2005-12-31 | 3 | 4 | 7 | 57.14% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
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