GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 22 256 278 92.09%
2023-12-31 21 250 271 92.25%
2022-12-31 18 226 244 92.62%
2021-12-31 13 225 238 94.54%
2020-12-31 15 234 249 93.98%
2019-12-31 14 249 263 94.68%
2018-12-31 15 234 249 93.98%
2017-12-31 14 164 178 92.13%
2016-12-31 11 152 163 93.25%
2015-12-31 10 127 137 92.70%
2014-12-31 12 108 120 90.00%
2013-12-31 9 90 99 90.91%
2012-12-31 7 71 78 91.03%
2011-12-31 7 63 70 90.00%
2010-12-31 6 29 35 82.86%
2009-12-31 6 28 34 82.35%
2008-12-31 4 20 24 83.33%
2007-12-31 5 11 16 68.75%
2006-12-31 0 0 0 0.00%

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