FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 富蘭克林鄧普頓投資(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 5 37 42 88.10%
2023-12-31 5 35 40 87.50%
2022-12-31 5 31 36 86.11%
2021-12-31 5 35 40 87.50%
2020-12-31 6 36 42 85.71%
2019-12-31 8 36 44 81.82%
2018-12-31 8 37 45 82.22%
2017-12-31 10 34 44 77.27%
2016-12-31 8 37 45 82.22%
2015-12-31 6 32 38 84.21%
2014-12-31 6 34 40 85.00%
2013-12-31 7 33 40 82.50%
2012-12-31 6 32 38 84.21%
2011-12-31 6 30 36 83.33%
2010-12-31 6 28 34 82.35%
2009-12-31 5 29 34 85.29%
2008-12-31 5 28 33 84.85%
2007-12-31 5 32 37 86.49%
2006-12-31 4 24 28 85.71%
2005-12-31 4 23 27 85.19%
2004-12-31 4 12 16 75.00%
2003-12-31 4 13 17 76.47%
2003-03-31 3 14 17 82.35%

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