HSBC INVESTMENT FUNDS (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 15 | 117 | 132 | 88.64% |
| 2023-12-31 | 14 | 110 | 124 | 88.71% |
| 2022-12-31 | 13 | 102 | 115 | 88.70% |
| 2021-12-31 | 12 | 102 | 114 | 89.47% |
| 2020-12-31 | 11 | 95 | 106 | 89.62% |
| 2019-12-31 | 9 | 101 | 110 | 91.82% |
| 2018-12-31 | 11 | 90 | 101 | 89.11% |
| 2017-12-31 | 10 | 96 | 106 | 90.57% |
| 2016-12-31 | 9 | 94 | 103 | 91.26% |
| 2015-12-31 | 7 | 86 | 93 | 92.47% |
| 2014-12-31 | 10 | 75 | 85 | 88.24% |
| 2013-12-31 | 13 | 68 | 81 | 83.95% |
| 2012-12-31 | 14 | 70 | 84 | 83.33% |
| 2011-12-31 | 13 | 58 | 71 | 81.69% |
| 2010-12-31 | 9 | 58 | 67 | 86.57% |
| 2009-12-31 | 10 | 52 | 62 | 83.87% |
| 2008-12-31 | 10 | 53 | 63 | 84.13% |
| 2007-12-31 | 9 | 49 | 58 | 84.48% |
| 2006-12-31 | 11 | 40 | 51 | 78.43% |
| 2005-12-31 | 5 | 34 | 39 | 87.18% |
| 2004-12-31 | 7 | 35 | 42 | 83.33% |
| 2003-12-31 | 4 | 7 | 11 | 63.64% |
| 2003-03-31 | 4 | 8 | 12 | 66.67% |
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